brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock Exchange shall be at
A securities brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock
and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management ______________________ To assure investors that the
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
To celebrate International Women’s Day 2024 and its theme “Invest in Women: Accelerate Progress,” the Stock Exchange of Thailand (SET), the Securities and Exchange Commission of Thailand (SEC
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed
. Suppa-chak Trairatanobhas Acquisition Stock 3.9535 1.3122 5.2657 08/09/2020 3.9535 1.3122 5.2657 246005792009-1 GLOCON TRITON HOLDING PUBLIC COMPANY LIMITED Acquisition Stock 19.7783 0.2316 20.0099 12
Miss Budsayakorn Youngtong Acquisition Stock 8.7861 3.7299 12.516 03/11/2020 8.7861 3.7299 12.516 246006992011-1 OCEAN Miss BUDSAYAKORN YOUNGTONG Acquisition Convertible securities 0 9.1177 9.1177 06