behalf of the customers; “Financial institution” means any financial institution under the laws governing loan interest rates of financial institutions; “Office” means the Office of the Securities and
loan interest rates of financial institutions; “Office” means the Office of the Securities and Exchange Commission. Clause 3. An applicant seeking an approval to act as a mutual fund manager shall have
meeting of securities holders. “Central securities depository” means any central securities depository under the law on securities and exchange; “Margin account” means an account of client’s loan for
holders. “Central securities depository” means any central securities depository under the law on securities and exchange; “Margin account” means an account of client’s loan for securities purchasing or
) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause 16/1. A securities company shall get to know its
, Securities Business, and Credit Foncier Business; (c) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause
) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause 16/1.16 17 A securities company shall get to know
; (4) property and loan fund. Chapter 2 Appointment of Fund Manager Clause 4. In appointing a fund manager, the management company shall comply with the following rules: (1) appoint persons whose name is