information technologies in securities business. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause
, nature of business, place of incorporation, place of operating business, financial status, objective of transaction, as well as all documents concerning identification data. In this regard, all information
documents concerning identification data. In this regard, all information requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural
(Translation) No. IR/2561/013 19 March 2018 Subject: Sending Information Memorandum of Singha Estate Public Company Limited Re: Entering into Asset Acquisition Transaction To: Shareholders of Singha
Bangkok, January 21, 2013 ? According to the news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, concerning financial information and forward-looking
Derivative Warrants | ICT08C1504A | DERIVATIVE CALL WARRANTS ON SET INFORMATION & COMMUNICATION TECHNOLOGY SECTOR INDEX ISSUED BY ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN APRIL
Mr. Pakorn Mongkoltada During the period of 2 November 2021 to 25 January 2022, before AQUA publicly disclosed inside information, Mr. Pakorn Mongkoltada , a director of AQUA at the time, knew or
Office operation ( 6 record(s) found) No. Report Name Data File As of Data Definition 1 Actions against related party transactions and acquisition and disposal of assets 2022 2 Rectification orders
Assistance to connected person, The Acquisition of Asset, Schedule for Extraordinary General Meeting No. 1/2019 (Revised) To: The President The Stock Exchange of Thailand Attachments: 1. Information Memorandum
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to