the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration test result
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) นำโดย นางพรอนงค์ บุษราตระกูล เลขาธิการ เข้าร่วมประชุม IOSCO Asia-Pacific Regional Committee (APRC) เพื่อหารือและแลกเปลี่ยนประสบการณ์ต่อ
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on the nine offenders* on account of manipulating the share prices of Nation Multimedia Group Public Company Limited
the Civil Sanction Committee. The civil monetary penalties totalled 1,567.70 million baht and the compensations for the benefits received or should have been received totalled 194.32 million baht. The
SEC Secretary-General Pornanong Budsaratragoon said: “On 19 April 2024, the Technological Crime Prevention and Suppression Committee passed a resolution for the SEC to share the information on
Section 300 in conjunction with Section 240 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction on both offenders, comprising civil penalties and
subject to civil sanctions under Sections 317/4 and 317/5 of the same Act.The Civil Sanctions Committee (CSC) has resolved to impose civil sanctions on Mr. Perajed Suwannapasri, requiring him to pay a civil