Rules on Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital
e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91) Type Title Section See Document Status Notified Date Effective Date 1. Act
Exchange Act 2535 90 12/03/1992 16/05/1992 2. Ministerial regulations Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) (Codefied) 25/01
Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market
Office of the Securities and Exchange Commission SorThor. 48/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of
Board TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and
New Products สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:06 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP Approval Equity