filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
modern trade as paying agents for mutual funds country, to internet trading clients of asset management companies which are their business alliances. Certainly, investment in mutual funds in ?A thousand
Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the
primarily due to prepaid expenses and raw materials for engineering service and trading business. • Other non-current assets increased by Baht 15 million due to withholding tax and work retention. • Trade and
Assets 2018 2017 + (-) % (in million Baht) Current assets Cash and cash equivalents 258 591 (129%) Temporary investment-trading security 11 12 (6%) Trade accounts receivable 14 48 (249%) Amounts receivable
trading of its ordinary shares in the MAI stock exchange. • Trade and other payables decreased by Baht (229.78) million due to repayment of payables of solar energy and trade payables of the existing
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade