executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
of any securities issuing company or securities company for 26 months, 9 months and 12 months, respectively. The banning period shall begin from the date when the offenders sign the letter of
business operators shall apply foreign investment allotment and report the use of such allotment to SEC and the Bank of Thailand as before
, the Board of Directors had resolved that ACAP shall make payment of the outstanding P/N of THB 130 million by 23 September 2019. Accordingly, the transaction was considered a connected transaction
, with the exception of {C} in which the suspension shall be effective from 22 April 2019. During this period, these persons are prohibited from performing duties relating to the management or acting
SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service; (2) To require the digital asset
consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course
protection mechanism.? The Royal Decree on Digital Asset Businesses B.E. 2561 (2018), which has become effective since 14 May 2018, stipulates that the SEC shall be the main regulator for digital token
last 7 consecutive business days but not more than the last 15 consecutive business days before the date of the offer price. In this regard, the date of the offer price shall be any of the following days
net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not