related person, with a large amount of overdue payments and continuous losses. In case the debtor will not be able to repay the debt, profit shown on the applicant?s result of operation may turn to loss. It
the person. The SEC, therefore, files complaints against Apichart and the three persons with DSI. In any case, filing a criminal complaint commences criminal justice administration whereby the court
is higher than the offer price of 10 baht per share. Besides, even though JMT would not become the major shareholder of JMT Plus, it would still have to bear responsibilty to damage in case of JMT Plus
passwords, as was similarly the case at Globlex. In so doing, {A} also made a profit sharing agreement with certain KTB clients. KTB has already terminated her employment.{A}'s misconducts were deemed (1
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor
probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a
into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
CPALL. In this regard, 118,300 shares were purchased via the trading account of Korsak, and 5,000 shares via Piyawat?s trading account. In the case of Pittaya, 7,500 shares were purchase via his brother
automatically barred from serving as director of any issuing or listed company.In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant