. Notified this 3rd day of June 2014. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Remark : The contents in brackets [….] have been provided in
approval shall submit the requisition through the system provided on the website of the SEC Office. Clause 9 This Notification shall come into force as from 1 July 2014. Notified this 3rd day of June 2014
incidents which may cause major operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission Appendix Division 1
operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only
countries on the list attached herewith shall be deemed the countries whose supervisory measures on investment management have been recognized by the SEC Office under Clause 1. Notified this 12th day of
list attached herewith shall be deemed the countries whose supervisory measures on investment management have been recognized by the SEC Office under Clause 1. Notified this 12th day of November 2018
Notification of the Ministry of Finance minimal moderate intense one year two years three years Clause 5. This Notification shall come into force as from 16 June 2002. Notified this 23rd day of May 2002. Prasarn
for a period of not more than six months from the effective date hereof. Clause 5. This Notification shall come into force as from 1 April 2001. Notified this 19th day of March 2001. - Signature - (Mr