Committee, Market Risk Management Sub-committee and Enterprise Risk Management Division, to ensure timely and efficient risk management, thus maintaining risk within specified prudent limits. 2.3 Liquidity

Small and Medium Enterprise segments, the goals will be a timely credit process, building efficiencies, creating standards, identifying new alternative channels to reach targeted client segments while

that the company’s management, especially in financial aspect, which has been recognized and accepted internationally. On 24 May 2019, the company received Asia Responsible Enterprise Award 2019 in the

actions taken were as follows: Board of Directors Risk Management and Control Units Enterprise Risk Management Division  Approve risk appetite and all risk management policies and guidelines  Oversee

enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS

the omission of allocation of net profit as legal reserve since the separate financial statements of the Company states net loss and the omission of dividend payment from the operating result for the

possibility of an extension of the oil production reduction policy that originally was due to end in March 2018, along with the supply concerns that arose with Kurdistan’s referendum to separate from Iraq which

including real estate equities, infrastructure equities, multi- strategy real asset solutions and real asset debt. PSG manages separate accounts, registered funds and opportunistic strategies for

dissolution of invested mutual fund, closing of acceptance of trading orders of investment units or any other ground in a similar manner (if any). (4) separate the trading account for the capital market

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...