Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
, which is increased from the same period of last year by 5 million baht or 510.20 percent. Although this year there has been the COVID-19 epidemic situation affecting all industries across the country and
เอกสารเผยแพร่ของบริษัทที่ออกและเสนอขายหลักทรัพย์ - บริษัท เนชั่น กรุ๊ป (ไทยแลนด์) จำกัด (มหาชน) : NATION สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ พิมพ์เมื่อ 21 กันยายน 2566 20:25 เอกสาร
probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
Life Assurance Public Company Limited and our business partners, for service quality improvements in order to deliver an excellent customer experience. In keeping with changing customer expectations, we
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this Notification, the anti-money laundering legislations