: www.mpf.co.id, www.ascotfx.com and www.maxglobalbullion.com.From the SEC?s finding, these firms operated a derivatives business without license or registration with the SEC, in violation of Section 16 of the
person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
matched to benefit the same persons, which is liable to contravention of Section 243 (1) (2) and Section 244 of the Securities and Exchange Act of 1992 and Sections 83 and 86 of the Criminal Code, as the
Mr. Yanakorn Warakunrak Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and
Mr. Poonsak Chumchuay Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and
determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 81,989,987.87 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction
director or executive at any issuing or listed companies for 3 year SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 83 of the Penal
> SEC Act (before the fifth amendment) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 05/04/2021
17/06/2021 referred the case to a state attorney for filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 in conjunction