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SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis
Microsoft Word - J_สารสนเทศ_Casa Lapin_9 Aug 2017_EN 1 Ref: J60/014 9 August 2017 Subject: Notification on Acquiring Food and Beverage Business Company Attention: The President The Stock Exchange
business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5927 SEC
and Royal Enactment ( 18 ) About SEC ( 17 ) Budget ( 17 ) Manual Select ( 4 ) Strategic Plan ( 4 ) Market Data ( 2 ) Enforcement ( 1 ) Intermediaries ( 1 ) Investors ( 1 ) Market Professionals ( 1
focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 <
incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By