List of approved investment analysts / investment consultants

clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collaboration seeks to ensure a well-regulated, fair, and trustworthy capital market that boosts investor

. This included providing valuable investment advice enabling investors to make effective financial decisions and utilize the capital market for wealth accumulation. This initiative is in line with the

announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai

additional provisions and disclosure procedures to be in line with internationally recognized standards to enhance investor confidence.    ___________________________________

and Investments Commission during 13-17 May 2019.  The SEC candidacy as a host country of the IOSCO Annual Conference 2022 is in line with the National Strategy, which aims to promote Thailand’s

the efficiency in operating system examination and in line with the international standards. Additionally, the revised regulations allow more flexibility for suitability test; for example, if tested by

February 16, 2011. After the review on the company?s third quarterly financial statements was unable to satisfy whether the advertising expense was in line with the market price and whether the service of

scopes and forms to be in line with the financial statement forms, which have been revised earlier, and the waiver of duties on preparation and filing of certain forms in case of ceasing business operation

reviewed in line with international practices. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile