regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service

and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform.  Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to

, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________

operations.   In work for which there are few service providers and the  business operators will not be able to engage other service providers to provide services on their behalf immediately,  this work may

a week. This new channel is provided to serve investors and general public with more convenient access to the SEC?s service.   Call 1207, SEC ? Building the Confidence in the Capital Market

? behaviors before designing product and service policies that would better respond to the investing public?s demands.FinTech Forum will take place on 15 June 2016 from 9.00 ? 12.00 hours at Auditorium 1601

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

Mr. Pairat Sampaothong Mr. Pairat Sampaothong aided and abeted other person selling the shares of Advance web service public company limited to the public without filing the registration statement

accordance with the notification of the SEC. In this regard, Zipmex did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets, digital

asset depository service providers. This case is under consideration of the public prosecutor. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 28/12/2021