percent of the general liabilities and collateral (if any): (a) not keeping the client’s assets in its possession; (b) not having investment in or holding securities or derivatives for its 4 investment; (c
In case personnel in the capital market business have breached or failed to comply with Clause 23, the SEC Office shall consider and proceed in accordance with the regulations regarding possession of
have breached or failed to comply with Clause 23, the SEC Office shall consider and proceed in accordance with the regulations regarding possession of prohibited characteristics in Group 3 under Chapter
regulations regarding possession of prohibited characteristics in Group 3 under Chapter 7. Clause 25 In case personnel in the capital market business are persons registered with the Stock Exchange or the
stabilize, the ratio of non-performing loan (NPL) to total loans was 2.9 percent, the same level as the ratio at the end of 2017. The Bank of Thailand’s Senior Loan Officer Survey indicated that in the first
loans, continued to deteriorate, with the NPL ratio rising to 3.0 percent from 2.8 percent at the end of 2016. The Bank of Thailand’s Senior Loan Officer Survey indicated that in the second quarter of
deteriorate, with the NPL ratio rising to 2.97 percent from 2.95 percent and 2.83 percent at the end of June 2017 and the end of 2016, respectively. The Bank of Thailand’s Senior Loan Officer Survey indicated
shall be clearly indicated in the notice for invitation of the meeting of the holders of depositary receipts. Clause 21 The approved person shall only be able to issue the depositary receipts to the
year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice for risk
assessment once a year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice