debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals; (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power
amendments under the SEC’s supervision are part of this governance enhancement. The issuance of an emergency decree, as approved by the Cabinet, will expedite implementation and strengthen confidence in the
advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors
/2023) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=031&CaseYY=2566 Investor Alert : Facebook Page ชื่อ Digital Advancement Facebook Page ชื่อ Digital Advancement : Unlicensed
competition and innovation and technology advancement. The 2015 plan comprises six strategic moves: (1) attaining high regulatory standards on par with internationally accepted standards; (2) enhancing
The SEC has endorsed the concept of regulatory enhancement regarding issuance and offering for sale of sustainability-themed bonds* to give opportunities for businesses of all sizes including SMEs
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a