Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes. Clause 6 Submission of documents or evidence to the SEC
business day following the day of the submission of the report to the mutual fund supervisor. The report under paragraph one, subclause (2)(a), paragraph one shall contain the information as set forth in
and indebtedness (distinguishing between guaranteed and unguaranteed, and secured and unsecured, indebtedness) as of a date no earlier than 60 days prior to the date of lodgment or submission of the
an approval in Part 2 and the submission of the registration statement and draft prospectus in Part 4; (b) the CLMV company shall comply with the rules related to an approval in Part 3 and the
for the year ended December 31, 2019 To Director and Manager of the Stock Exchange of Thailand Referring to the submission of the audited financial statements of WIIK Public Company Limited “the Company
available for viewing or submission to the SEC Office for inspection upon request. Chapter 2 Actions in Case of Failure by Intermediary to Maintain Capital Clause 12 An intermediary failing to maintain the
year. Clause 11 The intermediary shall cause documents relating to the maintenance of capital to be kept at its place of busienss in a manner that they are available for viewing or submission to the SEC
projects have started their operation in accordance with the reduction of the strictness of the COVID–19 outbreak prevention policy. In addition, the several projects were due for submission, resulting in a
debts to the liquidator within reasonable time, and demand for repayments as deemed appropriate, taking into account the mutual fund’s best interest. The submission of the notices to the creditors and the