Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E
submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement
Company Limited) (“VTE”) responsible for the operation of VTE shall be liable for section 300, 33(2) and section 35 of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of VTE offer
”) responsible for the operation of VTE shall be liable for section 300, 33(2) and section 35 of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case offer for sale newly issued securities shares
newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to
sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the
offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions
offer period.which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 176/2022 Dated 11/11/2022
offering for sale newly issued securities in the category of debentures without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction or
offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions