e-service Online Submission See canceled document Executives of securities companies and personnel in securities business >> Approval and Qualifications Type Title Section See Document Status
Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines
Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market
/1992 16/05/1992 2. Act Securities and Exchange Act 2535 90 12/03/1992 16/05/1992 3. Ministerial regulations Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
e-service Online Submission See canceled document IP/FG >> Appoint/Approval/Code of conducts and Standard Practices Type Title Section See Document Status Notified Date Effective Date 1. Act
Exchange Act 2535 90 12/03/1992 16/05/1992 2. Ministerial regulations Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) (Codefied) 25/01
Rules on Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital
e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91) Type Title Section See Document Status Notified Date Effective Date 1. Act
and Exchange Act 2535 90 12/03/1992 16/05/1992 2. Ministerial regulations Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) (Codefied