facsimiles at 0-2263-6032 or emails at archinee@sec.or.th until March 30, 2012.

company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of

56-1 and Form 69-1 are expected to become effective for the financial periods ending 31 October 2017 and 1 April 2018, respectively.The consultation paper is available at www.sec.or.th/hearing

1pm to 5pm at Ballroom, 4th Floor, Intercontinental Hotel, Bangkok. Online registration at www.samcenter.info is open now until 29 May 2017. For more information, please call 0-2197-4374 or 09-1697-3015

personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The

available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website or facsimile number 0-2263-6301 and 0-2695-9825 or e-mail at subhara

used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or

at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9796 or email: corporat@sec.or.th.The public hearing ends on

-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at

available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6311 or email: rangrong@sec.or.th.The public hearing ends on