capital market personnel for a period of three months and 22 days. In this regard, Asia Wealth has already suspended her from work for six months. As a result, the SEC's suspension is deemed to have been

in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving

dividends into its calculation, leading to a more accurate and appropriate result for the performance evaluation of fund.SEC Secretary-General Rapee Sucharitakul said “PVD is an essential tools to solve the

on 23 May 2018 and again on 19 June 2018; and refused to cooperate when another board meeting was called to discuss the setting up of a shareholders meeting. As a result, His action is deemed

result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying

the SEC website, in order for the SEC to conduct further in-dept investigations. Any activities liable to violation of laws enforced by the SEC may be subject to legal action, which could result in both

banks face financial problems. As a result, the floor conversion price has been standardized to reduce complexity and enable investors to learn of the highest exposure. In addition, banks will be able to

rules on capital market personnel*. As a result, the SEC has revoked her approval as capital market investor consultant for 10 years, starting from June 8, 2016. SEC Deputy Secretary-General Tipsuda

such transactions provide BROOK with opportunity to expand? BROOK business to international market, which will result in increasing revenues and customer base expansion. Two out of the above16

redemption order was executed in breach of the terms and conditions of the tax benefits. As a result, the customer had to return the tax deduction money to the Revenue Department and pay for the capital gain