the trading of capital market products by the employees, both for the investment of the employees’ accounts or the accounts for which the employees are authorized to make an investment; (2) being able
exercise its discretion or make decision in the operation for the intermediary; “end user” means the employees of the intermediary and contractors who engage in the operation and has access to the sensitive
. 16/2553 Re: Determination of Fees for Undertaking Business According to Licenses dated 1 December 2010 shall make the payment according to rules and timeframe prescribed in such Notification until the
Licenses dated 1 December 2010 shall make the payment according to rules and timeframe prescribed in such Notification until the fees are completely paid in full. Clause 19/13 A licensee under Paragraph 1(1
fund management; “ big retail investor ” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “ fund manager ” means a mutual fund manager
securities business in the category of private fund management; “big retail investor” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “fund
Summary of operations and the factors that make a significant change Summary of Operations for the Year 2019 Topic Annual Balance Change 2019 2018 2019 VS 2018 (MB) (MB) % Total Revenue 7,076.7 4,237.6
person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by
any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has