specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number _______ Country of issue of Passport Issued by Issued date Expiry date CPA license number Issued by

(Form Dor Jor. 1-custodian), Monthly Net Capital Calculation Report (Form Dor Jor. 2), Information related to Service Provision Quality and IT Usage Capacity, Customer Identification Data, Customer Wallet

personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname (Thai

following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname

CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number   No. Name

the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of

calculation method shall be reviewed at least once a year; (10) determination of methods for identification and mitigation of risks relating to the acceptance of cross-border collateral to ascertain that such

): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality

ใช้ความสามารถของระบบเทคโนโลยีสารสนเทศ (IT usage capacity) ข้อมูลจำแนกผู้ลงทุน (Customer Identification Data) รายงานบัญชีเก็บสินทรัพย์ดิจิทัลของผู้ลงทุน (Customer Wallet Data) รายงานปริมาณสินทรัพย์

Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022