have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter;             (3)  Consolidating regulations concerning the same issues for

intermediary during the same suspension period. The SEC's inspection of these cases was proceeded with KBANK's cooperation. Since the incidents, KBANK has specified that only approved investment consultants are

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

’ meeting and other related documents may be sent electronically.At the same time, SEC is setting out a clear guideline for determining in which cases asset management companies may seek an approval from

Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the

business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http

that  he continued to submit trading orders in the same manner. The act of Surin constituted a violation of Section 244/3 and will be subject to punishment under Section 296, Section 296/1, and

in the long term. The SEC will promote a target for sustainable development to be in the same direction of the United Nations by asking listed companies for cooperation to disclose their operations

asset value has now reached a total of 1,100,686 million Thai baht, an 8 percent increase in comparison to the same quarter of the year 2017. This shows a consistent growth and an indicative that

. In addition, the SEC proposes to repeal the requirement for foreign auditors of equity issuers to be affiliated with audit firms in the same group as Thai auditors and to specify no provisions