(2) as the case may be. For the purpose of Paragraph 1, the term “senior management” means manager, assistant manager, or a person whose position is in the same level as the aforesaid position but is
characteristics under the Notification of the Ministry of Finance shall be prohibited to be major shareholder within the following periods: The prohibited characteristics Level of seriousness of behavior Maximum
) ข้อมูล Sustainability Development CG Score 1/ คะแนน CG AGM Level 2/ คะแนน AGM Thai-CAC 3/ Thai CAC 3/ ได้รับการรับรอง Thailand Sustainability Investment 4/ Thailand Sustainability Investment n/a Ranking
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
period except for those of similar activities. 2. Further education 2.1 Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course (at least Level 1) during the past