misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
and Society (MDES) is empowered to order the blocking of access to unlicensed digital asset trading platforms. In this regard, on 2 April 2026, the SEC submitted information on the unlicensed Exmix
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay and Thai QR
%3AInvestor%20Alert&start=0&rows=10 1 - 10 of 1,881 results Sort by: Relevance Date (Newest) Date (Oldest) Investor Alert : EXP Asset EXP Asset : Unlicensed digital asset business (Disclosure Date : 09/08/2019