/2543 24/08/2000 05/09/2000 2. Notification of the Office of the Securities and Exchange Commission SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock
) Form 90/91-1 Approval for Persons who are or will be Major Shareholders of the Securities Company 2. Report/Form (Notification of Securities and Exchange Commission) Form 90/91-2 Certification of
81/2558 18/11/2015 01/01/2016 2. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of Auditors of Securities Companies and Finance and Securities
81/2558 18/11/2015 01/01/2016 2. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of Auditors of Securities Companies and Finance and Securities
81/2558 18/11/2015 01/01/2016 2. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of Auditors of Securities Companies and Finance and Securities
/Nor. 19/2550 Re: Application Form for Approval of Agricultural Futures Trading Business by Operators of Derivatives Business 25/07/2007 16/08/2007 2. Notification of the Office of the Securities and
Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market
Exchange Act 2535 90 12/03/1992 16/05/1992 2. Ministerial regulations Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) (Codefied) 25/01
e-service Online Submission See canceled document Executives of securities companies and personnel in securities business >> Approval and Qualifications Type Title Section See Document Status
Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market