in the capital market as a mechanism for business risk management. We are very pleased to collaborate with all sectors at both national and international levels to develop sustainable capital market
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
(Thailand) at the time, had prepared documents and contracts on behalf of the securities company and solicited eight clients to deposit money in the company?s banking account for the purpose of investing in a
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
Utilities Co., Ltd., in the amount of 400,000 shares with a par value of Bath 10 per share, which the Company has paid 25% of the shares, equivalent to Bath 2.50 per share, sold at the price of Baht 1 per
government such as travel restrictions and the closure of venues considered high-risk areas including department stores, it is expected that the Thai economy in 2020 will have a severe contraction with latest
with outstanding performance in terms of environment, society and governance, based on the assessment by Thai pat Institute. August World Medical Hospital received the Outstanding Cooperation Award at
, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of the operational risk and the customer
the operational risk and the customer relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been