operators in the capital markets who plan to apply fintech must comply as follows: (1)    Set a policy on fintech application at board or executives level; (2)    Have personnel understand the basic

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

, please call the Office of the Secretary-General at 0-2033-9942 or email siriyod@sec.or.th. Additionally, application details and forms can be found on the SEC website. Applicants can either submit their

Phanapavudhikul, SET Senior Executive Vice President, Head of Legal Affairs Division, presided over the event on 7 August 2023, at Sukree Kaewcharoen Auditorium, SET Building. The panel discussion featured

maintain compliance with the approval conditions at all times. In the event that its proposed rules would affect the business operations or the interest of members, investors or stakeholders, the

Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination.  Apart from passing the examination, the application must

reading, and (3) promoting the use of an interactive channel, if appropriate, such as app-based information service to better suit investors? digital lifestyles.The consultation paper is available at

approval date of the REIT offering to within 15 business days from the closing date of such offering, to allow all parties involved more time to meet all requirements.The consultation paper is available at

on clients? behalf.In support of the proposed amendments, the SEC has prescribed other relevant rules to ensure appropriate protection of investors? interest.  The consultation paper is available at

suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or