persons. In addition, Miss Natthaporn, Miss Lalinporn and Mr. Permsin assisted or facilitated for Mrs. Chamaiporn in being involved in PERM share trading and financial transaction concerning the trade

clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one

and prohibited him from performing duties of securities company executives for two years. (4) {D}, an investor contact of KTB Securities Co., Ltd., provided a trading account for Sippakorn to trade

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed

other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to clear such transactions through her securities trading account on continual basis and in concealment to mislead

information and associated risks carefully and thoroughly when deciding to open a trading account for each product type. For example, opening a derivatives trading account for a block trade comes with various

to trade securities on client's behalf. In addition, it was found that trading orders were submitted by {A}, {B} or Kantanapat, or via internet in the approximate periods and sometimes were the orders

trade such shares. In addition, trading orders were matched to benefit the same persons. Prayuth, Naruephol and Ladda aided the wrongdoings by using their own accounts to manipulate METRO and TUCC share

changed, and on a continual basis causing the tradings of such shares to be inconsistent with normal market conditions to induce the general public to trade such shares. In addition, the trading orders were

Thailand on irregular trading in SLC shares during March 31 - April 29, 2010, the SEC probed into the case and found records kept by the suspects regarding the details of the group trading in SLC shares