1 No. CC20200504ELE May 12, 2020 Subject Report of the Resolutions of Board of Directors’ Meeting No.3/2020 To President The Stock Exchange of Thailand The Board of Directors’ meeting of Cal-Comp
: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a result, the Settlement Committee imposed the fine of 1,101,000 baht on AEC
inappropriate and illegal actions by its employees. The aforesaid defects of AEC work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a
keeping documents and evidence relating to the operation to facilitate the operation audit; (2) Arrange to have personnel to perform duties as fund manager, subject to approval of the Office, and arrange to
interest, including keeping documents and evidence relating to the operation to facilitate the operation audit; (2) Arrange to have personnel to perform duties as fund manager, subject to approval of the
evidence relating to the operation to facilitate the operation audit; (2) Arrange to have personnel to perform duties as fund manager, subject to approval of the Office, and arrange to have contact persons
in Permata on the basis of an agreed valuation of a 1.77 times of Permata’s book value (subject to certain adjustments). This implies, on the basis of Permata’s book value as at 30 September 2019, an
these measures are incorporated into the business, and market circumstances. CRAs should give full effect to the IOSCO CRA Code subject to regional and national laws and regulations governing the