ของผลิตภัณฑ์การลงทุน  (Investment product attributes) 3. กระบวนการซื้อขายผลิตภัณฑ์การลงทุน (Buying/selling process of investment products) 4. ข้อมูลพอร์ทการลงทุน (Owning investment holdings) 5. สิทธิ

orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or

or offer demands at a given time, or it may be an obstruction to the buying or selling activities of other investors, consequently compelling them to send trading orders at prices higher or lower than

ปโทเคอร์เรนซีซึ่งเป็นผลิตภัณฑ์ที่มีความผันผวนสูงเข้าถึงประชาชนเป็นวงกว้าง และป้องกันไม่ให้เกิดการส่งเสริมหรือการกระตุ้นการตัดสินใจซื้อขายแบบฉับพลัน (impulsive buying) ขณะที่การโฆษณาเกี่ยวกับการให้

denied the authorization of the whole arrangement. {D} and {A} subsequently entered into an agreement with the client whereas the client agreed to formalize the past buying transaction by signing the

was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In

was always higher than its acquisition price. The buy side would occur in the opposite direction. Instead of buying securities for UBS?s clients at the best offer available on the SET main board

client. From records of investment advice, trade order instructions and confirmations between {G} and the client after the incident, she admitted making securities buying decision on behalf of client and

and the OECD (2019), comprising: (1) Basic investing principles and concepts; (2) Investment product attributes; (3) Buying/selling process of investment products; (4) Owning investment holdings; (5

wholesalers. 42.67 59.50 (16.83) (28.28) 2. modern retailers and department stores. 66.02 79.01 (12.99) (16.44) 3. retailers, retail and other retail customers. 28.02 31.37 (3.35) (10.68) 4. customers abroad