for the bond market are effective and consistent, SEC has appointed the Bond Market Development Committee to render advice on policy making and ensure timely cooperation among market participants. The

business for a period of 10 years, effective from 6 May 2020. _______________________________  Note: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the

market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset

Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020.  Investors are

Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange

to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee

Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this

the AIMC has not issued relevant rules, asset management companies shall comply with the SEC’s regulations that have been in force before the effective date of the amended regulations until the AIMC

shall comply with the additional regulations above within one month as from the effective date of the regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx

capital market business for a period of 10 years, effective from 6 May 2020._______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of