Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Manpong Senanarong, President of Thai Digital Assets Exchange Company Limited (TDX), participated in a panel discussion on the topic “Thailand’s Digital Asset Policy” at a seminar on “Guidelines for Digital Asset Policy Development,” with Dr. Napat Jatusripitak, Managing Director of Thailand Future Foundation (TFF), as moderator. The seminar was organized by TFF under the endorsemen...
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to Ramathibodi Foundation for "Project for the New Ramathibodi Hospital Building and Yothi Medical Innovation District" on behalf of the SEC executives and staff in celebration of the SEC’s 32nd anniversary. The donation was received by Assoc. Prof. Dr. Prakasit Chirappapha, Committee of the Ramathibodi Foundation, Ramathibodi Hospital. The...
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to the King Chulalongkorn Memorial Hospital’s May 30th Fund on behalf of the SEC executives and staff in celebration of the SEC’s 32nd anniversary (16 May 2024). Ms. Wannee Ittiwattanakul, Pharmacist, Assistant Director of the Pharmaceutical and Medical Products Department, King Chulalongkorn Memorial Hospital, accepted the donation on the Fu...
On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on the proposed amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each advertisement piece and relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange...
Earlier, the KWI Audit Committee reported the auditor's observations from auditing the company’s financial statements to the SEC as it was found that several transactions appeared irregular such as disbursements for various expenses without supporting documents, or expenses unrelated to the company's normal business operations, or consulting service fees that the auditor could not validate the accuracy and occurrence of the consulting service. Additionally, there were issues regarding the deposi...
Earlier, the SEC instructed SAM to submit the special audit report by 26 April 2025,* which was an extended deadline as requested by SAM. The company later requested another deadline extension to 9 July 2025 to ensure thorough audit process before submitting the report. Nevertheless, the SEC instructs SAM to expedite the audit reporting process in accordance with the specified timeframe. Otherwise, the SEC will not consider granting any more extension and will proceed with appropriate act...
Bangkok, 11 April 2025 – At the SEC Board’s meeting convened on 10 April 2025, the SEC Board passed a resolution approving amendments to the regulations of the Stock Exchange of Thailand (SET), as proposed by the SET. These amendments aim to enhance oversight of orderly securities trading by removing Non-SET100 Index securities from short selling eligibility. These SET’s regulations will take effect on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule,...
Earlier, the SEC notified JKN to rectify the financial statements for the year 2023 that have been audited by the auditor to the SEC and simultaneously report the disclosure of related information under Section 56 of the Securities and Exchange Act (SEA). Additionally, the rectified financial statements and the rectified reports must be disclosed publicly via the Electronic Listed Company Information System of the Stock Exchange of Thailand (SETLink) by 11 July 2025*.JKN later made a request for...
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA Institute and CFA Society Thailand to provide insights into how capital market professionals could integrate climate-related risks and opportunities into their analysis and investment decisions. In addition, it also served as a forum for leading institutional investors, financial firms, and public s...
On 8 November 2023, JKN filed a petition for business rehabilitation with the Central Bankruptcy Court. The Court issued an order accepting the rehabilitation petition on the following day, resulting in the occurrence of an Automatic Stay, and subsequently affecting the payment of interest and the repayment of all outstanding JKN bonds. The Court set the date for the examination of the JKN rehabilitation petition on 29 January 2024. If the Court issues an order for the rehabilitation of JKN and...