paragraph 2 and section 89/24 307 311 312 315 and 86 of Criminal Code Criminal Complaint Filed with an Inquiry Official Dated 20/04/2017

conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

to violate section 246. SEC Act S.246 in conjunction with section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 17/2020 Dated 20/05/2020

destination funds during the fiscal year was less than the average proportion specified in approved fund management project. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

are provided to ensure that executives and employees perform the duties with integrity and ethics: 1.2.1 Appropriate code of conduct for executives and employees; 1.2.2 Prohibitions on any actions by

' Issue TCR /*' % Local Clearing Agency "( ' %A( TCR TCR Investor Local Broker Local Stock Exchange 1: TCR  Foreign Broker 2: Underlying %&' ( Foreign Stock Exchange Underlying Foreign

representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and

Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and strategy Calendar year performance and benchmarks over the past

local representative in Thailand Information as of XX XX XXXX Name of the ASEAN CIS Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation