.” The seminar also featured a panel discussion on the importance and the synergy of the Three Lines of Defense, market overviews and the sharing of views on issues in the Thai capital market as well as
and services. The SEC is therefore proposing to amend the regulations on the appointment of directors and executives of intermediaries. On 19 April 2022, the Capital Market Supervisory Board Meeting No
, the current submission period may be inconsistent with the current situation. The SEC is therefore conducting the public hearing on the proposed principles and draft regulations on extension of the
@sec.or.th. The public hearing process ends on 10 July 2023. ________________________Remark* Securitization means acceptance of transfer of assets for an issuance and offer of
risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
On 22 September 2022, the Capital Market Supervisory Board Meeting No. 10/2565 passed a resolution approving the proposed amendments to the regulations related to establishment and relocation of