Notification as a result of the offer for sale of debt securities; (2) Notification of the Capital Market Supervisory Board and Notification of the Securities and Exchange Commission concerning the Establishment
Investment Scheme. “big retail investor” shall have the same definition as specified in the Notification of the Capital Market Supervisory Board concerning Establishment of Mutual Funds for Retail Investors
for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism dated 1 March 2007 ( Notification No. SorThor/Nor/Yor/Khor. 3/2550
for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism dated 1 March 2007 (Notification No. SorThor/Nor/Yor/Khor. 3/2550
the certificate of registration of juristic person / establishment of a body of persons; 1.2 a copy of the financial statements or the profit and loss statements, in case of a body of persons, for the
to support the using of new technology in several activities in capital market, in particular fundraising, trading, and clearing and settlement. We believe that the embrace of innovation would promote
Secretary-General Vorapol Socatiyanurak. Earlier, the SEC issued regulations governing the establishment and management of infrastructure funds to support economic expansion, enhance Thailand?s long-term
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect