assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with

prescribes that trust managers must be approved by the Office of the Securities and Exchange Commission and in order to determine the consideration period to be in line with Section 5 of the Securities and

applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as the

board of directors has not unanimously approved the regulations, the number of dissenting directors shall be indicated and the conclusion of dissenting opinions shall also be included; (3) opinions of the

) wish to be approved as a foreign auditor in the capital market under the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 dated 9 April 2015 Re: Approval of

unitholders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS units (B) Prospectus CIS operator must prepare a wrapper in case the prospectus as approved by, registered, or filed

units (B) Prospectus CIS operator must prepare a wrapper in case the prospectus as approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration

approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC

prepare a wrapper in case the prospectus as approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other

?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as approved by the SEC Board and its