properties, or the seeking of benefits generated by other means; “ scheme ” means a mutual fund management scheme; “ association ” means an association related to securities business and established under the
, leasehold rights to immovable properties, or the seeking of benefits generated by other means; “scheme” means a mutual fund management scheme; “association” means an association related to securities business
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office
sales management effective, the Company has changed the organization follow products grouping (Business Units) since July 1 2017. This results in each unit can sell, focus and response through their
September 2017 - To make sales management effective, the Company has changed the organization follow products grouping (Business Units) since July 1 2017. This results in each unit can sell, focus and
ได้รับอนุญาต ให้ประกอบธุรกิจหลักทรัพย์จากหน่วยงานกำกับดูแลด้านหลักทรัพย์และตลาดซื้อขายหลักทรัพย์ ในต่างประเทศที่เป็นสมาชิกสามัญของ International Organization of Securities Commission (IOSCO) “ผู้ลงทุน
กัทรัพยใ์นประเทศท่ีมีหน่วยงานก ากบัดูแลท่ีเป็นสมาชิกของ International Organization of Securities Commission (IOSCO) (“บริษทัหลกัทรัพยต์่างประเทศ”) สามารถเขา้มาติดต่อชกัชวนผูล้งทุน สถาบนัตามท่ีก าหนดในประกาศน้ี
clients’ assets in convergence with the international standards of the International Organization of Securities Commissions (IOSCO).