Bangkok, August 4, 2011 ? In the meeting no. 8/2011 on August 4, the SEC Board resolved to appoint two governors of the Stock Exchange of Thailand (SET) to replace those whose term has ended. The
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
Exchange of Thailand and the SEC Office within February 29, 2016. However, the financial statements were later submitted to the SET and the SEC Office on March 2, 2016. SEC Act S.56 and 199 Settlement
outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6
supervise TUCC to prepare the reviewed financial statements for Q3/2015 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out
violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The
granted, violating Section 90 of the Securities and Exchange Act B.E.2535. This case is in the process of inquiry by the special case inquiry official. SEC Act S.90 Criminal Complaint Filed with an
Mr. Huang Young Lin Mr. Huang Young Lin (or Yong Lin Huang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992