a manager of the branch office or a person responsible for the operation of a branch office. “fund manager” means a mutual fund manager or a private fund manager who performs the duty of making
through Tender Offer Process Referring to the Conditional and Non-Binding Letter of Intent dated 5 September 2017 submitted by Advanced Info Service Public Company Limited (the “Company”), for the
profession and [iv] member punishment; (10) having mechanism and measure to punish member fairly, i.e. [i] having process and procedure clearly, [ii] making an opportunity for considered person to elucidate
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
operation in GS. The area under the water supply contract has high water requirements. This area is full of the community, tourist attraction, and industrial factory which currently suffers from the shortage
distribute water supply to some part of Phuket and Phang-Nga. Currently, GS and HYDRO has applied for license that associated with operation of water supply in Phuket and Phang-Nga, and forecast investment
Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
. Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By