สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Dealing (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
FL 2024 CO., LTD FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, had duties to
FL 2024 CO., LTD FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, a company licensed
WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. (Broadgate) (current name: Broadgate (Thailand) Co., Ltd.) colluded
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Private Fund Management (Securities Company) Company Head office 1 LIEF CAPITAL ASSET MANAGEMENT CO.,LTD. 3C07-09, SUPAKARN BUILDING, 723 CHAROEN
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Mutual Fund Management (Securities Company) Company Head office 1 ABERDEEN ASSET MANAGEMENT (THAILAND) LTD. 179 BANGKOK CITY TOWER BUILDING,28TH
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, had duties to
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) had duties to prepare and submit the Complaint report of Q2/2023 within JULY 17