responsibilities of the SEC and related authorities: prescribing powers and responsibilities of the Minister of Finance, the SEC Board, the Capital Market Supervisory Board, and the SEC Office. These entities are
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed
must be reported and the procedure for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board
การกำกับดูแลและออกกฎเกณฑ์ระหว่างประเทศ (market fragmentation) และการยกระดับความร่วมมือด้านการกำกับดูแล (supervisory cooperation) สินทรัพย์ดิจิทัลและคริปโทเคอร์เรนซี ซึ่งรวมถึงมุมมองด้านการคุ้มครองผู้
Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies
(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014.
conference on 11 October 2018 on “Sustainability and Connectivity”. This conference aimed at allowing capital market supervisory agencies in ASEAN to exchange their views, opinions and experiences, as well
, Noon Team also expanded its horizon with new aspects for business extension, received knowledge from experienced mentors, consulted with related supervisory agencies in terms of regulations, and
money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs
On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer