renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
of Capital Market Supervisory Board Report/ Form (Notification of Capital Market Supervisory Board) Notification of the Office of the Securities and Exchange Commission Report/Form (Notification of
IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION
the last day of each calendar year. The CIS operator or local intermediary shall report the result of the sale to the SEC office within 45 days after the last day of each calendar year.
Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform the provisional representative of its https://www.sec.or.th/TH/Documents
(Oldest) DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent
created on an https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property