, funding portals are responsible for disseminating such information and updating investors on any developments; (2) Requiring CFD issuers to report entering the business rehabilitation process only
submission system provided by the SEC. For REIT managers that are not mutual fund management companies, the submission shall be made through the SEC’s electronic submission system only. The public
COVID-19The first session will kick off on 30 April 2020 from 10.00 hours onwards. SEC expects to see the society, the business sector and all other sectors leverage FinTech not only to cope with the
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only. The
with the amendment to the Securities and Exchange Act. SET member and non-SET member securities firms will be allowed to trade listed securities outside the stock exchange only a case that trading is
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
it may lead to total loss of investment money. The SEC strongly urges investors interested in high-risk products to contact properly licensed business operators only. The
-10) and to institutional investors (II) only. In addition, the applicant must seek an approval from the Office of Insurance Commission (OIC) before filing an application for approval of such bond
asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite