were submitted for a certain period of time. The actions of {A}, {B} and {C} that made trading decisions on the clients? behalf were misconduct while {D}'s action was failure to perform her duty in
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
as follows:1. Strengthening Enhanced CDD and the monitoring of unusual transactions by requiring business operators to take the following actions: (1) Conduct Enhanced CDD in cases where information
into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of
Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected Transactions B.E. 2546 ( 2003) because the party does not have any
. The said transaction is considered an asset acquisition transaction under the Stock Exchange of Thailand Re: Disclosure of Information and the Acts of Listed Companies on Acquisition or Disposal of
Other Acts of Listed Company Concerning the Acquisition and Disposition, B.E. 2547 ( “the Notification of the Transaction Regarding the Acquisition or the Disposal of Assets”). In addition, the Company
party transactions and to disclose information as prescribed in the Notification of the Stock Exchange of Thailand (SET) Re: Disclosure of Information and Other Acts of Listed Companies Concerning
No. TorChor. 21/2551 Re: Rules on Connected Transactions and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed
significant acquisition and disposition of assets”, and according to notification of The Stock Exchange of Thailand regarding “disclosure of information and other acts of listed companies concerning the