/Documents/AnnualReport/pb_ar_2001.pdf Translation of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside

being registered with the https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf Translation of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and

Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with

Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities

securities company as an investment consultant), jointly manipulated the TAPAC share price by executing trading orders of such share in such a manner that stimulated the share's movements, and arranging low

} and an unknown person, for manipulating share price of Union Petrochemical Plc. (UKEM).With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares by a group of persons

Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, SEC Deputy Secretaries-General, provided

The Securities and Exchange Commission (SEC) welcomed faculty members and senior cadets from the Royal Police Cadet Academy (RPCA) to attend lectures on “Overview of Law Enforcement and Unfair