performing any other act relating to derivatives trading of the client, as the case may be, in order to comply with the order of the derivatives exchange, the derivatives clearing house or the SEC Office in
Disclosure Statement for Futures and Options Trading in Derivatives Exchange B.E. 2007 31/08/2007 14/09/2007 Risk Disclosure Statement for Futures and Options Trading in Derivatives Exchange 2
Exchange (Codefied) 05/11/2008 01/12/2008 Notification of Capital Market Supervisory Board TorThor. 25/2551 Re: Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange
The Securities and Exchange Commission, Thailand (SEC) hosted the 10th Asia Pacific Regulators’ Dialogue on Market Surveillance (ARMS) 2025 with Deputy Secretary-General Mr. Thawatchai
cryptocurrency platforms, especially Celsius Network and Babel Finance. Additionally, Zipmex must resume its normal services of trading system and its asset deposit and withdrawal system related to the exchange
/Documents/AnnualReport/pb_ar_2001.pdf Translation of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside
being registered with the https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf Translation of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and
Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with
, officer or employee of that exchange or center; (6) extends scope of prohibitions against unfair practices to cover trading of securities in all trading platforms or venues. The consultant paper
(SEA). The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net