Mr. Pairat Sampaothong Mr. Pairat Sampaothong aided and abeted other person selling the shares of Advance web service public company limited to the public without filing the registration statement
of Jasmine Telecom Systems Public Company Limited (“JTS”) shares when aggregate holding of JTS in trading account of Mr. Krirkrai and Mr. Soraj Asavaprapa reached or passed five percent of the total
for sale of newly issued securities in the category of shares (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty
SPBL Holding Company Limited On 27 June 2024, SPBL Holding Company Limited (SPBL) sold shares of Energy Absolute Public Company Limited (“EA”), resulting in its shareholding in EA crossing every five
Somphote Ahunai On 1 July 2024, Mr. Somphote Ahunai, together with four other individuals acting in concert (Concert party), held EA shares, resulting in their combined shareholding crossing every
of new shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026
the offering of new shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4
shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement
of new shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to