สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับการชี้เบาะแสจากผู้ลงทุนและตรวจพบว่า มีการชักชวนประชาชนผ่านสื่อออนไลน์ต่าง ๆ อาทิ เว็บไซต์บริษัท Facebook และ Line application ให้
Roadmap for ASEAN Sustainable Capital Market initially drafted by the ACMF members to strengthen ASEAN capital markets’ ecosystem for sustainable development which was in line with theme of Thailand’s
code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics
principle, the regulations on the issuance and offer for sale of insurance capital bond are in line with the regulations on the issuance and offering for sale of subordinated instruments to be used as
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
enterprises. The proposal is to alleviate obstacles in such securities offering and encourage private sectors and the public to participate more in national development in line with the government's policy
guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature
order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
, and promoting listed companies? responsible business operation in line with the environmental, social and governance (ESG) criteria.The consultation paper is available at www.sec.or.th/hearing